BIOA Members | Criteria | BIOA's Rules
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Accessibility
- (a) The right to complain to the Ombudsman should be adequately publicised by those subject to complaint.
(b) Those subject to complaint should be required to have proper internal complaints procedures.
(c) The office of the Ombudsman should be directly accessible to complainants unless otherwise specified by or under statute.
(d) The Ombudsman's procedures should be straightforward for complainants to understand and use.
(e) Those complaining to the Ombudsman should be entitled to do so free of charge.
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Annual Report
- The Ombudsman should publish an Annual Report. The Ombudsman should be entitled in that report, or elsewhere, to publish anonymised reports of investigations.
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Definition of Core Role of an Ombudsman
- The core role of an Ombudsman is to investigate and resolve, determine or make recommendations with regard to complaints against those whom the Ombudsman is empowered to investigate by the exercise of powers and in accordance with procedures described in these criteria.
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Implementation of Decisions
- Either
(a) Those investigated should be legally bound by the decisions or recommendations of the Ombudsman;
or
(b) There should be a reasonable expectation that the Ombudsman's decisions or recommendations will be complied with. In all those cases where they are not complied with, the Ombudsman should have the power to publicise, or require the publication of such non-compliance at the expense of those investigated.
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Independence
- (a) The jurisdiction, the powers and the method of appointment of the Ombudsman should be matters of public knowledge.
(b) The persons who appoint the Ombudsman should be independent of those subject to investigation by the Ombudsman. This does not exclude minority representation of those subject to investigation on the appointing body, provided that the body is entitled to appoint by majority decision.
(c) The appointment should be either for a minimum of three years or until a specified retirement age. If the former, it may be renewable. The initial term of office and any renewal should normally commence before the age of 65 years and be of sufficient duration not to undermine independence.
(d) The appointment must not be subject to premature termination other than for incapacity or misconduct or other good cause. The grounds on which dismissal can be made should always be stated, although the nature of the grounds may vary from scheme to scheme. Those subject to investigation by the Ombudsman should not be entitled to exercise the power to terminate the Ombudsman's appointment, but this does not exclude their minority representation on the body which is authorised to terminate.
(e) The remuneration of the Ombudsman should not be subject to suspension or reduction by those subject to investigation, but this does not exclude their minority representation on the body authorised to determine it.
(f) The Ombudsman alone (or an appointed deputy) must have the power to decide whether or not a complaint is within the Ombudsman's jurisdiction. If it is, the Ombudsman (or an appointed deputy) must have the power to determine it.
(g) Unless otherwise determined by statute the Ombudsman should be required to report to a body independent of those subject to investigation, but this does not exclude their minority representation on that body. That body should also be responsible for safeguarding the independence of the Ombudsman.
(h) The office of the Ombudsman must be adequately staffed and funded, either by those subject to investigation or from public funds, so that complaints can be effectively and expeditiously investigated and resolved.
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Powers and Procedures
- The Ombudsman should:
(a) Be entitled to investigate any complaint made to the Ombudsman which is within the Ombudsman's jurisdiction without the need for any prior consent of the person or body against whom the complaint is made. This does not preclude a requirement that before the Ombudsman commences an investigation, the complainant should first have exhausted the internal complaints procedures of the person or body being investigated.
(b) Save as otherwise provided by law, have the right to require all relevant information, documents and other materials from those subject to investigation.
(c) Be entitled but not obliged, to disclose to the complainant or to the person being investigated such information, documents and other materials as shall have been obtained by the Ombudsman from the other of them unless there shall be some special reason for not making such disclosure, for example, where sensitive information is involved or disclosure would be a breach of the law.
(d) Proceed fairly and in accordance with the principles of natural justice.
(e) Be required to make reasoned decisions in accordance with what is fair in all the circumstances, having regard to principles of law, to good practice and to any inequitable conduct or maladministration.
(f) In all cases which it is decided not to accept for investigation, notify that decision to the complainant and the reasons for it.
(g) In all cases investigated, notify in writing the decision and the reasons for it to the parties concerned.